OTC (Over the Counter) Securities

OTC securities are securities that are not listed and traded on a national securities exchange.

The following table shows the available routes for OTC orders and the valid options for each OTC/route combination:

 

Available Routes

Quantity

 

AON

MKT

LMT

AUTO

YES

NO

YES

INET

YES

NO

NO

SNET

YES

YES+

NO

SOES

YES

NO

YES
(3 min)

ARCA

YES

NO

YES

BRUT

YES

NO

YES

BTRD

YES

YES

YES

INCA

YES

YES

YES

 

 

The following topics display information and rules for: